Form 4 for OXY Occidental Petroleum

Accepted 2025-04-02 00:00:00 ET · period of report 2025-03-31 · accession 0000797468-25-000062 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2025-04-02	2025-03-31	OXY	GOULD ANDREW	Dir	X - OptEx	$21.30	+2,351	38.3K	+7%	+$50.1K
D	2025-04-02	2025-03-31	OXY	GOULD ANDREW	Dir	X - OptEx	$0.00	-2,351	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2025-03-31	X	A	2,351	$21.30	38,341	D	—	—	(F1) The Issuer offered holders of the Issuer's outstanding publicly traded warrants, each representing the right to purchase one share of the Issuer's common stock, par value $0.20 per share, at an exercise price of $22.00 (the "Warrants"), the opportunity to exercise the Warrants at a temporarily reduced exercise price of $21.30 per Warrant (the "Offer"). The Offer expired on March 31, 2025, at which time the reporting person exercised 2,351 Warrants at the temporarily reduced price in connection with the Offer.
2	Derivative	Warrants (Right to buy)	2025-03-31	X	D	2,351	$0.00	0	D	$21.30 · 2020-08-03 to 2027-08-03	2,351 Common Stock	(F1) The Issuer offered holders of the Issuer's outstanding publicly traded warrants, each representing the right to purchase one share of the Issuer's common stock, par value $0.20 per share, at an exercise price of $22.00 (the "Warrants"), the opportunity to exercise the Warrants at a temporarily reduced exercise price of $21.30 per Warrant (the "Offer"). The Offer expired on March 31, 2025, at which time the reporting person exercised 2,351 Warrants at the temporarily reduced price in connection with the Offer.