Form 4 for FISV Fiserv
Accepted 2024-05-17 00:00:00 ET · period of report 2024-05-15 · accession 0000798354-24-000115 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-17 | 2024-05-15 | FISV | Chiarello Guy | COO | S - Sale+OE | $154.56 | -24.0K | 175.6K | -12% | -$3.71M |
| D | 2024-05-17 | 2024-05-15 | FISV | Chiarello Guy | COO | M - OptEx | $52.81 | +24.0K | 187.7K | +15% | +$1.27M |
| D | 2024-05-17 | 2024-05-15 | FISV | Chiarello Guy | COO | M - OptEx | $0.00 | -24.0K | 72.0K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-15 | S | D | 11,883 | $154.91 | 163,699 | D | — | — | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 15, 2023, for estate and financial planning purposes. (F3) This transaction was executed in multiple trades at prices ranging from $154.73 to $155.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2024-05-15 | S | D | 12,117 | $154.21 | 175,582 | D | — | — | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 15, 2023, for estate and financial planning purposes. (F2) This transaction was executed in multiple trades at prices ranging from $153.73 to $154.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2024-05-15 | M | A | 24,000 | $52.81 | 187,699 | D | — | — | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 15, 2023, for estate and financial planning purposes. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2024-05-15 | M | D | 24,000 | $0.00 | 72,000 | D | $52.81 · 2019-07-29 to 2025-10-15 | 24,000 Common Stock | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 15, 2023, for estate and financial planning purposes. (F5) This option vested 25% on each of December 31, 2017, and December 31, 2018, and 50% on July 29, 2019. |