Form 4 for MHO M/I HOMES, INC.
Accepted 2023-02-08 00:00:00 ET · period of report 2023-02-06 · accession 0000799292-23-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-08 | 2023-02-06 | MHO | SCHOTTENSTEIN ROBERT H | COB, CEO, Pres, Dir | S - Sale+OE | $61.10 | -26.9K | 110.3K | -20% | -$1.64M |
| DM | 2023-02-08 | 2023-02-06 | MHO | SCHOTTENSTEIN ROBERT H | COB, CEO, Pres, Dir | M - OptEx | $28.10 | +37.0K | 120.5K | +44% | +$1.04M |
| DM | 2023-02-08 | 2023-02-06 | MHO | SCHOTTENSTEIN ROBERT H | COB, CEO, Pres, Dir | M - OptEx | $0.00 | -37.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-06 | S | D | 791 | $61.04 | 109,540 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 2 | Common | Common Shares | 2023-02-06 | S | D | 25 | $61.05 | 109,515 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 3 | Common | Common Shares | 2023-02-06 | S | D | 1,064 | $61.06 | 108,451 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 4 | Common | Common Shares | 2023-02-06 | S | D | 402 | $61.07 | 108,049 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 5 | Common | Common Shares | 2023-02-06 | S | D | 94 | $61.08 | 107,955 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 6 | Common | Common Shares | 2023-02-06 | S | D | 106 | $61.09 | 107,849 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 7 | Common | Common Shares | 2023-02-06 | S | D | 2,600 | $61.12 | 105,249 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 8 | Common | Common Shares | 2023-02-06 | S | D | 2,169 | $61.13 | 103,080 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 9 | Common | Common Shares | 2023-02-06 | S | D | 1,375 | $61.14 | 101,705 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 10 | Common | Common Shares | 2023-02-06 | S | D | 1,399 | $61.15 | 100,306 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 11 | Common | Common Shares | 2023-02-06 | S | D | 1,076 | $61.16 | 99,230 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 12 | Common | Common Shares | 2023-02-06 | S | D | 359 | $61.17 | 98,871 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 13 | Common | Common Shares | 2023-02-06 | S | D | 410 | $61.18 | 98,461 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 14 | Common | Common Shares | 2023-02-06 | S | D | 511 | $61.19 | 97,950 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 15 | Common | Common Shares | 2023-02-06 | S | D | 1,000 | $61.20 | 96,950 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 16 | Common | Common Shares | 2023-02-06 | S | D | 770 | $61.21 | 96,180 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 17 | Common | Common Shares | 2023-02-06 | S | D | 189 | $61.23 | 95,991 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 18 | Common | Common Shares | 2023-02-06 | S | D | 100 | $61.24 | 95,891 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 19 | Common | Common Shares | 2023-02-06 | S | D | 1,000 | $61.25 | 94,891 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 20 | Common | Common Shares | 2023-02-06 | S | D | 11 | $61.26 | 94,880 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 21 | Common | Common Shares | 2023-02-06 | S | D | 362 | $61.27 | 94,518 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 22 | Common | Common Shares | 2023-02-06 | S | D | 622 | $61.28 | 93,896 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 23 | Common | Common Shares | 2023-02-06 | S | D | 269 | $61.29 | 93,627 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 24 | Common | Common Shares | 2023-02-06 | M | A | 16,500 | $23.34 | 99,992 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 25 | Common | Common Shares | 2023-02-06 | M | A | 20,550 | $31.93 | 120,542 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 26 | Common | Common Shares | 2023-02-06 | S | D | 1,150 | $60.98 | 119,392 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 27 | Common | Common Shares | 2023-02-06 | S | D | 600 | $60.99 | 118,792 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 28 | Common | Common Shares | 2023-02-06 | S | D | 6,077 | $61.00 | 112,715 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 29 | Common | Common Shares | 2023-02-06 | S | D | 100 | $61.01 | 112,615 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 30 | Common | Common Shares | 2023-02-06 | S | D | 2,284 | $61.03 | 110,331 | D | — | — | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| 31 | Derivative | Option to Purchase Common Shares | 2023-02-06 | M | D | 20,550 | $0.00 | 17,850 | D | $31.93 · — to 2028-02-15 | 20,550 Common Shares | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. (F3) Of the options described on this line, 19,200 vested on December 31, 2021 and 1,350 vested on December 31, 2022. |
| 32 | Derivative | Option to Purchase Common Shares | 2023-02-06 | M | D | 16,500 | $0.00 | 0 | D | $23.34 · — to 2027-02-08 | 16,500 Common Shares | (F1) The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. (F2) The options described on this line vested on December 31, 2021. |