Form 4 for AXGN Axogen, Inc.
Accepted 2022-12-16 00:00:00 ET · period of report 2022-12-14 · accession 0000805928-22-000129 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-16 | 2022-12-14 | AXGN | MARIANI PETER J | EVP, CFO | M - OptEx | $5.04 | +19.4K | 49.1K | +65% | +$97.6K |
| D | 2022-12-16 | 2022-12-14 | AXGN | MARIANI PETER J | EVP, CFO | F - Tax | $10.93 | -8,930 | 40.1K | -18% | -$97.6K |
| D | 2022-12-16 | 2022-12-15 | AXGN | MARIANI PETER J | EVP, CFO | M - OptEx | $0.00 | -19.4K | 185.6K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-14 | M | A | 19,364 | $5.04 | 49,062 | D | — | — | (F1) This Form is being filed to report the exercise of a stock option for a total of 19,364 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder pays the exercise price using shares of stock already owned. As a result of this stock swap, the Reporting Person, on a net basis, acquired ownership of an additional 10,434 shares of common stock. |
| 2 | Common | Common Stock | 2022-12-14 | F | D | 8,930 | $10.93 | 40,132 | D | — | — | (F1) This Form is being filed to report the exercise of a stock option for a total of 19,364 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder pays the exercise price using shares of stock already owned. As a result of this stock swap, the Reporting Person, on a net basis, acquired ownership of an additional 10,434 shares of common stock. |
| 3 | Derivative | Employee Stock Option (right to purchase) | 2022-12-15 | M | D | 19,364 | $0.00 | 185,636 | D | $5.04 · 2020-03-01 to 2023-03-01 | 19,364 Common Stock |