Form 4 for AXGN Axogen, Inc.
Accepted 2022-12-28 00:00:00 ET · period of report 2022-12-27 · accession 0000805928-22-000133 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-28 | 2022-12-27 | AXGN | DeVinney Erick Wayne | VP Peripheral Nerve Science | M - OptEx | $5.09 | +20.0K | 116.8K | +21% | +$101.8K |
| D | 2022-12-28 | 2022-12-27 | AXGN | DeVinney Erick Wayne | VP Peripheral Nerve Science | F - Tax | $9.44 | -10.8K | 106.0K | -9% | -$101.8K |
| D | 2022-12-28 | 2022-12-27 | AXGN | DeVinney Erick Wayne | VP Peripheral Nerve Science | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-27 | M | A | 20,000 | $5.09 | 116,752 | D | — | — | (F1) This Form is being filed to report the exercise of a stock option for a total of 20,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder pays the exercise price using shares of stock already owned. As a result of this stock, the Reporting Person, on a net basis, acquired ownership of an additional 9,216 shares of common stock. |
| 2 | Common | Common Stock | 2022-12-27 | F | D | 10,784 | $9.44 | 105,968 | D | — | — | (F1) This Form is being filed to report the exercise of a stock option for a total of 20,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder pays the exercise price using shares of stock already owned. As a result of this stock, the Reporting Person, on a net basis, acquired ownership of an additional 9,216 shares of common stock. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2022-12-27 | M | D | 20,000 | $0.00 | 0 | D | $5.09 · 2016-12-28 to 2022-12-28 | 20,000 Common Stock |