Form 4 for LGL LGL GROUP INC
Accepted 2026-07-20 16:05:44 ET · period of report 2026-07-16 · accession 0000807249-26-000053 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-07-20 16:05 | 2026-07-16 | LGL | GABELLI MARIO J | 10% | X - OptEx | $6.90 | +621.9K | 1.29M | +93% | +$4.29M |
| DI | 2026-07-20 16:05 | 2026-07-16 | LGL | GABELLI MARIO J | 10% | X - OptEx | $6.90 | +572.3K | 1.14M | +100% | +$3.95M |
| D | 2026-07-20 16:05 | 2026-07-16 | LGL | GABELLI MARIO J | 10% | X - OptEx | $0.00 | -621.9K | 0 | -100% | $0 |
| DI | 2026-07-20 16:05 | 2026-07-16 | LGL | GABELLI MARIO J | 10% | X - OptEx | $0.00 | -572.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-07-16 | X | A | 621,928 | $6.90 | 1,292,596 | D | — | — | |
| 2 | Common | Common Stock | 2026-07-16 | X | A | 572,324 | $6.90 | 1,144,648 | I By: GGCP, Inc. | — | — | (F1) These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. |
| 3 | Derivative | Subscription Rights (right to purchase) | 2026-07-16 | X | D | 621,928 | $0.00 | 0 | D | $6.90 · 2026-06-08 to 2026-06-23 | 621,928 Common Stock | |
| 4 | Derivative | Subscription Rights (right to purchase) | 2026-07-16 | X | D | 572,324 | $0.00 | 0 | I By: GGCP, Inc. | $6.90 · 2026-06-08 to 2026-06-23 | 572,324 Common Stock | (F1) These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. |