Form 4 for CMS CMS Energy
Accepted 2024-01-23 00:00:00 ET · period of report 2024-01-20 · accession 0000811156-24-000020 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-01-23 | 2024-01-20 | CMS | Rochow Garrick J | Pres, CEO, Dir | F - Tax | $56.44 | -18.9K | 337.1K | -5% | -$1.07M | |
| 2024-01-23 | 2024-01-20 | CMS | Rochow Garrick J | Pres, CEO, Dir | D - Sale to Iss | $0.00 | -9,338 | 356.0K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-20 | F | D | 18,914 | $56.44 | 337,050 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-20 | D | D | 9,338 | $0.00 | 355,964 | D | — | — | (F1) Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. (F2) The total holdings reflect an adjustment of 253 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 5,124 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. |