Form 4 for NWL NEWELL BRANDS INC.
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-16 · accession 0000814453-24-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-21 | 2024-02-16 | NWL | Erceg Mark J | CFO | F - Tax | $7.67 | -12.4K | 271.5K | -4% | -$95.5K |
| D | 2024-02-21 | 2024-02-17 | NWL | Erceg Mark J | CFO | M - OptEx | $0.00 | +40.3K | 284.0K | +17% | $0 |
| D | 2024-02-21 | 2024-02-16 | NWL | Erceg Mark J | CFO | A - Grant | $0.00 | +234.7K | 234.7K | New | $0 |
| D | 2024-02-21 | 2024-02-17 | NWL | Erceg Mark J | CFO | M - OptEx | $0.00 | -40.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-16 | F | D | 12,447 | $7.67 | 271,546 | D | — | — | (F2) Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 16, 2024. |
| 2 | Common | Common Stock | 2024-02-17 | M | A | 40,268 | $0.00 | 283,993 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. |
| 3 | Derivative | Restricted Stock Units | 2024-02-16 | A | A | 234,680 | $0.00 | 234,680 | D | — · — to — | 234,680 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. (F3) The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company. (F4) N/A |
| 4 | Derivative | Restricted Stock Units | 2024-02-17 | M | D | 40,268 | $0.00 | 0 | D | — · — to — | 40,268 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. (F3) The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company. (F4) N/A |