Form 4 for ANDE Andersons, Inc.
Accepted 2021-11-08 00:00:00 ET · period of report 2021-11-04 · accession 0000821026-21-000199 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-08 | 2021-11-04+ | ANDE | Bowe Patrick E. | Pres, CEO, Dir | M - OptEx | $35.40 | +87.7K | 161.7K | +119% | +$3.11M |
| DM | 2021-11-08 | 2021-11-04+ | ANDE | Bowe Patrick E. | Pres, CEO, Dir | S - Sale+OE | $36.99 | -125.9K | 122.9K | -51% | -$4.66M |
| DM | 2021-11-08 | 2021-11-04+ | ANDE | Bowe Patrick E. | Pres, CEO, Dir | M - OptEx | $37.19 | -87.7K | 294.6K | -23% | -$3.26M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-04 | M | A | 10,402 | $35.40 | 114,784.02 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-04 | M | A | 30,400 | $35.40 | 104,382.02 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-05 | S | D | 46,943 | $37.57 | 73,982.02 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $37.12 to $38.015. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2021-11-04 | S | D | 2,000 | $37.04 | 120,925.02 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $37.04 to $37.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2021-11-05 | M | A | 19,998 | $35.40 | 134,782.02 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-04 | S | D | 76,953 | $36.64 | 122,925.02 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $36.02 to $37.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2021-11-05 | M | A | 60 | $35.40 | 161,727.02 | D | — | — | |
| 8 | Common | Common Stock | 2021-11-05 | M | A | 26,885 | $35.40 | 161,667.02 | D | — | — | |
| 9 | Derivative | Common Stock | 2021-11-05 | M | D | 19,998 | $37.56 | 264,200 | D | $35.40 · 2016-11-02 to 2022-11-02 | 19,998 Common Stock | |
| 10 | Derivative | Common Stock | 2021-11-05 | M | D | 60 | $38.02 | 237,255 | D | $35.40 · 2016-11-02 to 2022-11-02 | 60 Common Stock | |
| 11 | Derivative | Common Stock | 2021-11-05 | M | D | 26,885 | $37.57 | 237,315 | D | $35.40 · 2016-11-02 to 2022-11-02 | 26,885 Common Stock | |
| 12 | Derivative | Common Stock | 2021-11-04 | M | D | 10,402 | $37.01 | 284,198 | D | $35.40 · 2016-11-02 to 2022-11-02 | 10,402 Common Stock | |
| 13 | Derivative | Common Stock | 2021-11-04 | M | D | 30,400 | $36.67 | 294,600 | D | $35.40 · 2016-11-02 to 2022-11-02 | 30,400 Common Stock |