Form 4 for ANDE Andersons, Inc.
Accepted 2021-12-28 00:00:00 ET · period of report 2021-12-27 · accession 0000821026-21-000212 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-28 | 2021-12-27 | ANDE | Bowe Patrick E. | Pres, CEO, Dir | M - OptEx | $35.40 | +18.7K | 180.4K | +12% | +$661.3K |
| DM | 2021-12-28 | 2021-12-27 | ANDE | Bowe Patrick E. | Pres, CEO, Dir | S - Sale+OE | $38.91 | -18.7K | 161.7K | -10% | -$727.0K |
| DM | 2021-12-28 | 2021-12-27 | ANDE | Bowe Patrick E. | Pres, CEO, Dir | M - OptEx | $38.91 | -18.7K | 173.0K | -10% | -$727.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-27 | M | A | 6,830 | $35.40 | 168,557.02 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-27 | M | A | 11,852 | $35.40 | 180,409.02 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-27 | S | D | 6,830 | $38.75 | 173,579.02 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $38.50 to $39.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2021-12-27 | S | D | 11,852 | $39.01 | 161,727.02 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $39.00 to $39.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Derivative | Common Stock | 2021-12-27 | M | D | 11,852 | $39.01 | 161,148 | D | $35.40 · 2016-11-02 to 2022-11-02 | 11,852 Common Stock | |
| 6 | Derivative | Common Stock | 2021-12-27 | M | D | 6,830 | $38.75 | 173,000 | D | $35.40 · 2016-11-02 to 2022-11-02 | 6,830 Common Stock |