Form 4 for ANDE Andersons, Inc.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000821026-23-000084 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-03 | 2023-03-01 | ANDE | Walz Brian K. | VP, Treas | A - Grant | $0.00 | +5,651 | 1,884 | New | $0 |
| M | 2023-03-03 | 2023-03-01 | ANDE | Walz Brian K. | VP, Treas | J - Other | $22.64 | +8.79 | 18.6K | +0.0% | +$198.99 |
| 2023-03-03 | 2023-03-01 | ANDE | Walz Brian K. | VP, Treas | F - Tax | $45.63 | -171 | 18.4K | -0.9% | -$7,803 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | RESTRICTED SHARE UNIT (2026) | 2023-03-01 | A | A | 1,883 | $0.00 | 1,883 | D | — | — | (F3) Restricted share units have a graded vesting schedule over the three-year period from date of grant. |
| 2 | Common | RESTRICTED SHARE UNIT (2025) | 2023-03-01 | J | A | 8.79 | $0.00 | 1,664.79 | D | — | — | |
| 3 | Common | RESTRICTED SHARE UNIT (2025) | 2023-03-01 | J | D | 561.79 | $0.00 | 1,103 | D | — | — | |
| 4 | Common | PERFORMANCE SHARE UNIT (TSR) (2026) | 2023-03-01 | A | A | 1,884 | $0.00 | 1,884 | D | — | — | (F2) Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period. |
| 5 | Common | Common Stock | 2023-03-01 | F | D | 171 | $45.63 | 18,423.94 | D | — | — | |
| 6 | Common | PERFORMANCE SHARE UNIT (EPS) (2026) | 2023-03-01 | A | A | 1,884 | $0.00 | 1,884 | D | — | — | (F1) Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period. |
| 7 | Common | Common Stock | 2023-03-01 | J | A | 561.79 | $45.63 | 18,594.94 | D | — | — |