Form 4 for AAON AAON, INC.
Accepted 2021-08-24 00:00:00 ET · period of report 2021-08-20 · accession 0000824142-21-000120 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-24 | 2021-08-20+ | AAON | Fields Gary D | Pres, CEO, Dir | M - OptEx | $36.95 | +3,311 | 34.5K | +11% | +$122.3K |
| DM | 2021-08-24 | 2021-08-20+ | AAON | Fields Gary D | Pres, CEO, Dir | S - Sale+OE | $69.55 | -3,311 | 34.0K | -9% | -$230.3K |
| DM | 2021-08-24 | 2021-08-20+ | AAON | Fields Gary D | Pres, CEO, Dir | M - OptEx | $69.55 | -3,311 | 30.7K | -10% | -$230.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2021-08-23 | M | A | 2,810 | $36.95 | 36,831 | D | — | — | |
| 2 | Common | Common Stock, par value $.004 | 2021-08-23 | S | D | 2,810 | $69.55 | 34,021 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $69.50 to $69.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock, par value $.004 | 2021-08-20 | S | D | 501 | $69.54 | 34,021 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $69.51 to $69.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock, par value $.004 | 2021-08-20 | M | A | 501 | $36.95 | 34,522 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-08-20 | M | D | 501 | $69.54 | 33,462 | D | $36.95 · 2019-01-02 to 2028-01-02 | 501 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $69.51 to $69.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-08-23 | M | D | 2,810 | $69.55 | 30,652 | D | $36.95 · 2019-01-02 to 2028-01-02 | 2,810 Common Stock | (F2) This transaction was executed in multiple trades at prices ranging from $69.50 to $69.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |