Form 4 for AAON AAON, INC.
Accepted 2021-11-24 00:00:00 ET · period of report 2021-11-23 · accession 0000824142-21-000150 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-24 | 2021-11-23 | AAON | Fields Gary D | Pres, CEO, Dir | S - Sale+OE | $78.02 | -20.3K | 34.0K | -37% | -$1.59M |
| DM | 2021-11-24 | 2021-11-23 | AAON | Fields Gary D | Pres, CEO, Dir | M - OptEx | $40.21 | +20.3K | 54.4K | +60% | +$817.6K |
| DM | 2021-11-24 | 2021-11-23 | AAON | Fields Gary D | Pres, CEO, Dir | M - OptEx | $78.02 | -20.3K | 79.0K | -20% | -$1.59M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2021-11-23 | S | D | 20,332 | $78.02 | 34,021 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $77.10 to $78.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock, par value $.004 | 2021-11-23 | M | A | 5,332 | $36.95 | 39,353 | D | — | — | |
| 3 | Common | Common Stock, par value $.004 | 2021-11-23 | M | A | 15,000 | $41.37 | 54,353 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-11-23 | M | D | 5,332 | $78.02 | 25,320 | D | $36.95 · 2019-01-02 to 2028-01-02 | 5,332 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $77.10 to $78.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-11-23 | M | D | 15,000 | $78.02 | 79,000 | D | $41.37 · 2020-03-11 to 2029-03-11 | 15,000 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $77.10 to $78.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |