Form 4 for AAON AAON, INC.
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-02 · accession 0000824142-21-000163 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-03 | 2021-12-02+ | AAON | Thompson Rebecca | CAO | M - OptEx | $30.72 | +5,560 | 9,270 | +150% | +$170.8K |
| DM | 2021-12-03 | 2021-12-02+ | AAON | Thompson Rebecca | CAO | S - Sale+OE | $79.08 | -5,560 | 8,610 | -39% | -$439.7K |
| DM | 2021-12-03 | 2021-12-02+ | AAON | Thompson Rebecca | CAO | M - OptEx | $79.08 | -5,560 | 0 | -100% | -$439.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2021-12-02 | M | A | 900 | $22.15 | 10,170 | D | — | — | |
| 2 | Common | Common Stock, par value $.004 | 2021-12-03 | M | A | 4,000 | $34.10 | 12,610 | D | — | — | |
| 3 | Common | Common Stock, par value $.004 | 2021-12-03 | S | D | 4,000 | $79.25 | 8,610 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $78.98 to $79.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock, par value $.004 | 2021-12-02 | M | A | 660 | $21.93 | 9,270 | D | — | — | |
| 5 | Common | Common Stock, par value $.004 | 2021-12-02 | S | D | 1,560 | $78.64 | 8,610 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $78.37 to $79.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-12-03 | M | D | 4,000 | $79.25 | 15,500 | D | $34.10 · 2018-01-04 to 2027-01-04 | 4,000 Common Stock | (F2) This transaction was executed in multiple trades at prices ranging from $78.98 to $79.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-12-02 | M | D | 900 | $78.64 | 0 | D | $22.15 · 2017-01-04 to 2026-01-04 | 900 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $78.37 to $79.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-12-02 | M | D | 660 | $78.64 | 0 | D | $21.93 · 2016-01-02 to 2025-01-02 | 660 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $78.37 to $79.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |