Form 4 for AAON AAON, INC.
Accepted 2022-08-12 00:00:00 ET · period of report 2022-08-11 · accession 0000824142-22-000185 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-12 | 2022-08-11 | AAON | Fields Gary D | Pres, CEO, Dir | S - Sale+OE | $61.41 | -21.5K | 38.2K | -36% | -$1.32M |
| DM | 2022-08-12 | 2022-08-11 | AAON | Fields Gary D | Pres, CEO, Dir | M - OptEx | $35.69 | +21.5K | 50.8K | +73% | +$767.9K |
| DM | 2022-08-12 | 2022-08-11 | AAON | Fields Gary D | Pres, CEO, Dir | M - OptEx | $61.41 | -21.5K | 0 | -100% | -$1.32M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2022-08-11 | S | D | 12,660 | $61.41 | 38,189 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $60.85 to $62.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock, par value $.004 | 2022-08-11 | M | A | 7,470 | $34.10 | 45,659 | D | — | — | |
| 3 | Common | Common Stock, par value $.004 | 2022-08-11 | S | D | 7,470 | $61.41 | 38,189 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $60.85 to $62.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock, par value $.004 | 2022-08-11 | M | A | 1,389 | $32.70 | 39,578 | D | — | — | |
| 5 | Common | Common Stock, par value $.004 | 2022-08-11 | M | A | 12,660 | $36.95 | 50,849 | D | — | — | |
| 6 | Common | Common Stock, par value $.004 | 2022-08-11 | S | D | 1,389 | $61.41 | 38,189 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $60.85 to $62.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Derivative | Stock Option (Right to Buy) | 2022-08-11 | M | D | 12,660 | $61.41 | 12,660 | D | $36.95 · 2019-01-02 to 2028-01-02 | 12,660 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $60.85 to $62.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Derivative | Stock Option (Right to Buy) | 2022-08-11 | M | D | 1,389 | $61.41 | 0 | D | $32.70 · 2017-12-01 to 2026-12-01 | 1,389 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $60.85 to $62.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Derivative | Stock Option (Right to Buy) | 2022-08-11 | M | D | 7,470 | $61.41 | 0 | D | $34.10 · 2018-01-04 to 2027-01-04 | 7,470 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $60.85 to $62.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |