Form 4 for AAON AAON, INC.
Accepted 2022-08-16 00:00:00 ET · period of report 2022-08-12 · accession 0000824142-22-000187 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-16 | 2022-08-12 | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | D - Sale to Iss | $0.00 | -6,418 | 20.7K | -24% | $0 |
| DM | 2022-08-16 | 2022-08-12+ | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | M - OptEx | $36.95 | +8,000 | 27.7K | +41% | +$295.6K |
| DM | 2022-08-16 | 2022-08-12+ | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | S - Sale+OE | $62.99 | -8,000 | 27.1K | -23% | -$503.9K |
| DM | 2022-08-16 | 2022-08-12 | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | D - Sale to Iss | $45.23 | -52.9K | 26.6K | -67% | -$2.39M |
| DM | 2022-08-16 | 2022-08-12+ | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | M - OptEx | $62.99 | -8,000 | 23.6K | -25% | -$503.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2022-08-12 | D | D | 6,418 | $0.00 | 20,726 | D | — | — | (F2) Forfeiture of Restricted Stock Awards due to resignation, effective August 12, 2022: 1,560 (granted 01/02/2018), 2,000 (granted 03/11/2019), 1,170 (granted 03/11/2020), 646 (granted 03/11/2021) and 1,042 (granted 03/15/2022). |
| 2 | Common | Common Stock, par value $.004 | 2022-08-12 | M | A | 1,000 | $36.95 | 28,144 | D | — | — | |
| 3 | Common | Common Stock, par value $.004 | 2022-08-15 | M | A | 7,000 | $36.95 | 27,726 | D | — | — | |
| 4 | Common | Common Stock, par value $.004 | 2022-08-15 | S | D | 3,000 | $63.13 | 24,726 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $63.00 to $63.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock, par value $.004 | 2022-08-15 | S | D | 4,000 | $63.21 | 20,726 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $63.13 to $63.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock, par value $.004 | 2022-08-12 | S | D | 1,000 | $61.70 | 27,144 | D | — | — | (F1) All shares sold at an exact price. A breakdown is not applicable. |
| 7 | Derivative | Stock Option (Right to Buy) | 2022-08-12 | D | D | 18,800 | $41.37 | 28,200 | D | $41.37 · 2020-03-11 to 2022-11-12 | 18,800 Common Stock | (F7) Forfeiture of Stock Option Award (granted 03/11/2019) due to resignation, effective August 12, 2022. (F5) Expiration Date is accelerated due to resignation, effective August 12, 2022. |
| 8 | Derivative | Stock Option (Right to Buy) | 2022-08-12 | D | D | 3,780 | $54.20 | 0 | D | $54.20 · 2023-03-15 to 2022-11-12 | 3,780 Common Stock | (F10) Forfeiture of Stock Option Award (granted 03/15/2022) due to resignation, effective August 12, 2022. (F5) Expiration Date is accelerated due to resignation, effective August 12, 2022. |
| 9 | Derivative | Stock Option (Right to Buy) | 2022-08-12 | D | D | 4,494 | $73.36 | 2,247 | D | $73.36 · 2022-03-11 to 2022-11-12 | 4,494 Common Stock | (F9) Forfeiture of Stock Option Award (granted 03/11/2021) due to resignation, effective August 12, 2022. (F5) Expiration Date is accelerated due to resignation, effective August 12, 2022. |
| 10 | Derivative | Stock Option (Right to Buy) | 2022-08-12 | D | D | 17,346 | $44.22 | 11,564 | D | $44.22 · 2021-03-11 to 2022-11-12 | 17,346 Common Stock | (F8) Forfeiture of Stock Option Award (granted 03/11/2020) due to resignation, effective August 12, 2022. (F5) Expiration Date is accelerated due to resignation, effective August 12, 2022. |
| 11 | Derivative | Stock Option (Right to Buy) | 2022-08-15 | M | D | 4,000 | $63.21 | 19,635 | D | $36.95 · 2019-01-02 to 2022-11-12 | 4,000 Common Stock | (F4) This transaction was executed in multiple trades at prices ranging from $63.13 to $63.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F5) Expiration Date is accelerated due to resignation, effective August 12, 2022. |
| 12 | Derivative | Stock Option (Right to Buy) | 2022-08-12 | M | D | 1,000 | $61.70 | 35,133 | D | $36.95 · 2019-01-02 to 2022-11-12 | 1,000 Common Stock | (F1) All shares sold at an exact price. A breakdown is not applicable. (F5) Expiration Date is accelerated due to resignation, effective August 12, 2022. |
| 13 | Derivative | Stock Option (Right to Buy) | 2022-08-12 | D | D | 8,498 | $36.95 | 26,635 | D | $36.95 · 2019-01-02 to 2022-11-12 | 8,498 Common Stock | (F6) Forfeiture of Stock Option Award (granted 01/02/2018) due to resignation, effective August 12, 2022. (F5) Expiration Date is accelerated due to resignation, effective August 12, 2022. |
| 14 | Derivative | Stock Option (Right to Buy) | 2022-08-15 | M | D | 3,000 | $63.13 | 23,635 | D | $36.95 · 2019-01-02 to 2022-11-12 | 3,000 Common Stock | (F3) This transaction was executed in multiple trades at prices ranging from $63.00 to $63.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F5) Expiration Date is accelerated due to resignation, effective August 12, 2022. |