Form 4 for AAON AAON, INC.
Accepted 2022-08-18 00:00:00 ET · period of report 2022-08-16 · accession 0000824142-22-000189 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-18 | 2022-08-16+ | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | M - OptEx | $36.95 | +6,957 | 21.0K | +49% | +$257.1K |
| DM | 2022-08-18 | 2022-08-16+ | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | S - Sale+OE | $63.41 | -6,957 | 20.7K | -25% | -$441.1K |
| DM | 2022-08-18 | 2022-08-16+ | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | M - OptEx | $63.41 | -6,957 | 13.0K | -35% | -$441.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2022-08-16 | M | A | 6,654 | $36.95 | 27,380 | D | — | — | |
| 2 | Common | Common Stock, par value $.004 | 2022-08-16 | S | D | 6,654 | $63.42 | 20,726 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $63.40 to $63.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock, par value $.004 | 2022-08-17 | M | A | 303 | $36.95 | 21,029 | D | — | — | |
| 4 | Common | Common Stock, par value $.004 | 2022-08-17 | S | D | 303 | $63.11 | 20,726 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $63.10 to $63.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-08-17 | M | D | 303 | $63.11 | 12,678 | D | $36.95 · 2019-01-02 to 2022-11-12 | 303 Common Stock | (F2) This transaction was executed in multiple trades at prices ranging from $63.10 to $63.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-08-16 | M | D | 6,654 | $63.42 | 12,981 | D | $36.95 · 2019-01-02 to 2022-11-12 | 6,654 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $63.40 to $63.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |