Form 4 for AAON AAON, INC.
Accepted 2022-09-14 00:00:00 ET · period of report 2022-09-12 · accession 0000824142-22-000202 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-14 | 2022-09-12 | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | M - OptEx | $36.95 | +11.2K | 23.7K | +90% | +$415.2K |
| DM | 2022-09-14 | 2022-09-12 | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | S - Sale+OE | $58.74 | -11.2K | 20.7K | -35% | -$660.1K |
| DM | 2022-09-14 | 2022-09-12 | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | M - OptEx | $58.74 | -11.2K | 3,000 | -79% | -$660.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2022-09-12 | M | A | 5,237 | $36.95 | 25,963 | D | — | — | |
| 2 | Common | Common Stock, par value $.004 | 2022-09-12 | S | D | 3,000 | $58.91 | 20,726 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $58.85 to $59.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock, par value $.004 | 2022-09-12 | M | A | 3,000 | $36.95 | 23,726 | D | — | — | |
| 4 | Common | Common Stock, par value $.004 | 2022-09-12 | S | D | 3,000 | $58.25 | 20,726 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $58.20 to $58.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock, par value $.004 | 2022-09-12 | M | A | 3,000 | $36.95 | 23,726 | D | — | — | |
| 6 | Common | Common Stock, par value $.004 | 2022-09-12 | S | D | 5,237 | $58.93 | 20,726 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $58.84 to $59.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Derivative | Stock Option (Right to Buy) | 2022-09-12 | M | D | 5,237 | $58.93 | 6,000 | D | $36.95 · 2019-01-02 to 2022-11-12 | 5,237 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $58.84 to $59.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Derivative | Stock Option (Right to Buy) | 2022-09-12 | M | D | 3,000 | $58.91 | 0 | D | $36.95 · 2019-01-02 to 2022-11-12 | 3,000 Common Stock | (F3) This transaction was executed in multiple trades at prices ranging from $58.85 to $59.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Derivative | Stock Option (Right to Buy) | 2022-09-12 | M | D | 3,000 | $58.25 | 3,000 | D | $36.95 · 2019-01-02 to 2022-11-12 | 3,000 Common Stock | (F2) This transaction was executed in multiple trades at prices ranging from $58.20 to $58.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |