Form 4 for AAON AAON, INC.
Accepted 2022-10-04 00:00:00 ET · period of report 2022-10-03 · accession 0000824142-22-000206 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-10-04 | 2022-10-03 | AAON | Stewart Larry Gene | Former - Executive VP | M - OptEx | $46.88 | +3,000 | 2,015 | New | +$140.6K |
| DM | 2022-10-04 | 2022-10-03 | AAON | Stewart Larry Gene | Former - Executive VP | S - Sale+OE | $55.50 | -3,000 | 515 | -85% | -$166.5K |
| DM | 2022-10-04 | 2022-10-03 | AAON | Stewart Larry Gene | Former - Executive VP | M - OptEx | $55.50 | -3,000 | 4,256 | -41% | -$166.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2022-10-03 | M | A | 1,500 | $46.88 | 2,015 | D | — | — | |
| 2 | Common | Common Stock, par value $.004 | 2022-10-03 | S | D | 1,500 | $55.52 | 515 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $55.49 to $55.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock, par value $.004 | 2022-10-03 | M | A | 1,500 | $46.88 | 2,015 | D | — | — | |
| 4 | Common | Common Stock, par value $.004 | 2022-10-03 | S | D | 1,500 | $55.48 | 515 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $55.46 to $55.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-10-03 | M | D | 1,500 | $55.48 | 2,756 | D | $46.88 · 2021-04-01 to 2022-11-16 | 1,500 Common Stock | (F2) This transaction was executed in multiple trades at prices ranging from $55.46 to $55.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-10-03 | M | D | 1,500 | $55.52 | 4,256 | D | $46.88 · 2021-04-01 to 2022-11-16 | 1,500 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $55.49 to $55.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |