Form 4 for AAON AAON, INC.
Accepted 2022-10-19 00:00:00 ET · period of report 2022-10-17 · accession 0000824142-22-000216 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-10-19 | 2022-10-17+ | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | S - Sale+OE | $55.66 | -9,240 | 20.7K | -31% | -$514.3K |
| DM | 2022-10-19 | 2022-10-17+ | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | M - OptEx | $41.37 | +9,240 | 21.2K | +77% | +$382.3K |
| DM | 2022-10-19 | 2022-10-17+ | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | M - OptEx | $55.66 | -9,240 | 11.4K | -45% | -$514.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2022-10-18 | S | D | 439 | $57.00 | 20,726 | D | — | — | (F3) All shares sold at an exact price. A breakdown is not applicable. |
| 2 | Common | Common Stock, par value $.004 | 2022-10-17 | M | A | 3,801 | $41.37 | 24,527 | D | — | — | |
| 3 | Common | Common Stock, par value $.004 | 2022-10-17 | S | D | 3,801 | $55.71 | 20,726 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $55.70 to $55.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock, par value $.004 | 2022-10-17 | M | A | 5,000 | $41.37 | 25,726 | D | — | — | |
| 5 | Common | Common Stock, par value $.004 | 2022-10-17 | S | D | 5,000 | $55.51 | 20,726 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $55.50 to $55.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock, par value $.004 | 2022-10-18 | M | A | 439 | $41.37 | 21,165 | D | — | — | |
| 7 | Derivative | Stock Option (Right to Buy) | 2022-10-17 | M | D | 3,801 | $55.71 | 16,399 | D | $41.37 · 2020-03-11 to 2022-11-12 | 3,801 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $55.70 to $55.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Derivative | Stock Option (Right to Buy) | 2022-10-18 | M | D | 439 | $57.00 | 10,960 | D | $41.37 · 2020-03-11 to 2022-11-12 | 439 Common Stock | |
| 9 | Derivative | Stock Option (Right to Buy) | 2022-10-17 | M | D | 5,000 | $55.51 | 11,399 | D | $41.37 · 2020-03-11 to 2022-11-12 | 5,000 Common Stock | (F2) This transaction was executed in multiple trades at prices ranging from $55.50 to $55.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |