Form 4 for AAON AAON, INC.
Accepted 2022-10-25 00:00:00 ET · period of report 2022-10-24 · accession 0000824142-22-000220 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-10-25 | 2022-10-24 | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | S - Sale+OE | $57.68 | -9,500 | 20.7K | -31% | -$548.0K |
| DM | 2022-10-25 | 2022-10-24 | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | M - OptEx | $41.37 | +9,500 | 25.7K | +59% | +$393.0K |
| DM | 2022-10-25 | 2022-10-24 | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | M - OptEx | $57.68 | -9,500 | 3,460 | -73% | -$548.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2022-10-24 | S | D | 5,000 | $57.04 | 20,726 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $57.00 to $57.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock, par value $.004 | 2022-10-24 | S | D | 2,000 | $58.84 | 20,726 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $58.70 to $59.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock, par value $.004 | 2022-10-24 | M | A | 2,000 | $41.37 | 22,726 | D | — | — | |
| 4 | Common | Common Stock, par value $.004 | 2022-10-24 | S | D | 2,500 | $58.04 | 20,726 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $58.00 to $58.10. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock, par value $.004 | 2022-10-24 | M | A | 2,500 | $41.37 | 23,226 | D | — | — | |
| 6 | Common | Common Stock, par value $.004 | 2022-10-24 | M | A | 5,000 | $41.37 | 25,726 | D | — | — | |
| 7 | Derivative | Stock Option (Right to Buy) | 2022-10-24 | M | D | 2,000 | $58.84 | 1,460 | D | $41.37 · 2020-03-11 to 2022-11-12 | 2,000 Common Stock | (F3) This transaction was executed in multiple trades at prices ranging from $58.70 to $59.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Derivative | Stock Option (Right to Buy) | 2022-10-24 | M | D | 5,000 | $57.04 | 5,960 | D | $41.37 · 2020-03-11 to 2022-11-12 | 5,000 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $57.00 to $57.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Derivative | Stock Option (Right to Buy) | 2022-10-24 | M | D | 2,500 | $58.04 | 3,460 | D | $41.37 · 2020-03-11 to 2022-11-12 | 2,500 Common Stock | (F2) This transaction was executed in multiple trades at prices ranging from $58.00 to $58.10. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |