Form 4 for AAON AAON, INC.
Accepted 2022-10-26 00:00:00 ET · period of report 2022-10-25 · accession 0000824142-22-000222 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-10-26 | 2022-10-25 | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | M - OptEx | $43.39 | +5,000 | 23.7K | +27% | +$216.9K |
| DM | 2022-10-26 | 2022-10-25 | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | S - Sale+OE | $61.04 | -5,000 | 20.7K | -19% | -$305.2K |
| DM | 2022-10-26 | 2022-10-25 | AAON | Gadiwalla Rony D | Former - VP, Info. Technology | M - OptEx | $61.04 | -5,000 | 8,024 | -38% | -$305.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2022-10-25 | M | A | 1,460 | $41.37 | 22,186 | D | — | — | |
| 2 | Common | Common Stock, par value $.004 | 2022-10-25 | S | D | 2,000 | $61.50 | 20,726 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $61.50 to $61.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock, par value $.004 | 2022-10-25 | M | A | 2,000 | $44.22 | 22,726 | D | — | — | |
| 4 | Common | Common Stock, par value $.004 | 2022-10-25 | S | D | 3,000 | $60.74 | 20,726 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $60.64 to $60.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock, par value $.004 | 2022-10-25 | M | A | 1,540 | $44.22 | 23,726 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-10-25 | M | D | 1,460 | $60.74 | 0 | D | $41.37 · 2020-03-11 to 2022-11-12 | 1,460 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $60.64 to $60.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Derivative | Stock Option (Right to Buy) | 2022-10-25 | M | D | 1,540 | $60.74 | 10,024 | D | $44.22 · 2021-03-11 to 2022-11-12 | 1,540 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $60.64 to $60.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Derivative | Stock Option (Right to Buy) | 2022-10-25 | M | D | 2,000 | $61.50 | 8,024 | D | $44.22 · 2021-03-11 to 2022-11-12 | 2,000 Common Stock | (F2) This transaction was executed in multiple trades at prices ranging from $61.50 to $61.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |