Form 4 for AAON AAON, INC.
Accepted 2022-11-16 00:00:00 ET · period of report 2022-11-15 · accession 0000824142-22-000246 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-16 | 2022-11-15 | AAON | Thompson Rebecca | CFO | S - Sale+OE | $80.05 | -15.5K | 9,877 | -61% | -$1.24M |
| DM | 2022-11-16 | 2022-11-15 | AAON | Thompson Rebecca | CFO | M - OptEx | $34.10 | +15.5K | 23.4K | +197% | +$528.5K |
| DM | 2022-11-16 | 2022-11-15 | AAON | Thompson Rebecca | CFO | M - OptEx | $80.05 | -15.5K | 0 | -100% | -$1.24M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2022-11-15 | S | D | 13,500 | $80.06 | 9,877 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $80.00 to $80.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock, par value $.004 | 2022-11-15 | M | A | 2,000 | $34.10 | 11,877 | D | — | — | |
| 3 | Common | Common Stock, par value $.004 | 2022-11-15 | S | D | 2,000 | $80.00 | 9,877 | D | — | — | (F1) All shares sold at an exact price. A breakdown is not applicable. |
| 4 | Common | Common Stock, par value $.004 | 2022-11-15 | M | A | 13,500 | $34.10 | 23,377 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-11-15 | M | D | 2,000 | $80.00 | 13,500 | D | $34.10 · 2018-01-04 to 2027-01-04 | 2,000 Common Stock | (F1) All shares sold at an exact price. A breakdown is not applicable. |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-11-15 | M | D | 13,500 | $80.06 | 0 | D | $34.10 · 2018-01-04 to 2027-01-04 | 13,500 Common Stock | (F2) This transaction was executed in multiple trades at prices ranging from $80.00 to $80.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |