Form 4 for AAON AAON, INC.
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-03 · accession 0000824142-23-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-06 | 2023-03-03 | AAON | Wichman Gordon Douglas | VP | S - Sale+OE | $92.87 | -5,620 | 3,992 | -58% | -$521.9K |
| DM | 2023-03-06 | 2023-03-03 | AAON | Wichman Gordon Douglas | VP | M - OptEx | $32.46 | +5,620 | 8,992 | +167% | +$182.4K |
| DM | 2023-03-06 | 2023-03-03 | AAON | Wichman Gordon Douglas | VP | M - OptEx | $92.87 | -5,620 | 0 | -100% | -$521.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2023-03-03 | S | D | 620 | $92.87 | 3,992 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $92.21 to $93.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock, par value $.004 | 2023-03-03 | M | A | 620 | $33.20 | 4,612 | D | — | — | |
| 3 | Common | Common Stock, par value $.004 | 2023-03-03 | S | D | 5,000 | $92.87 | 3,992 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $92.21 to $93.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock, par value $.004 | 2023-03-03 | M | A | 5,000 | $32.37 | 8,992 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-03-03 | M | D | 5,000 | $92.87 | 5,868 | D | $32.37 · 2019-10-23 to 2028-10-23 | 5,000 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $92.21 to $93.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-03-03 | M | D | 620 | $92.87 | 0 | D | $33.20 · 2019-02-09 to 2028-02-09 | 620 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $92.21 to $93.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |