Form 4 for AAON AAON, INC.
Accepted 2023-05-15 00:00:00 ET · period of report 2023-05-11 · accession 0000824142-23-000099 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-15 | 2023-05-11+ | AAON | Fields Gary D | Pres, CEO, Dir | F - Tax | $95.27 | -208 | 39.7K | -0.5% | -$19.8K |
| DM | 2023-05-15 | 2023-05-11+ | AAON | Fields Gary D | Pres, CEO, Dir | M - OptEx | $39.26 | +26.5K | 53.5K | +98% | +$1.04M |
| DM | 2023-05-15 | 2023-05-11+ | AAON | Fields Gary D | Pres, CEO, Dir | S - Sale+OE | $94.90 | -26.5K | 39.7K | -40% | -$2.51M |
| DM | 2023-05-15 | 2023-05-11+ | AAON | Fields Gary D | Pres, CEO, Dir | M - OptEx | $94.90 | -26.5K | 48.8K | -35% | -$2.51M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2023-05-11 | F | D | 110 | $95.79 | 39,827 | D | — | — | |
| 2 | Common | Common Stock, par value $.004 | 2023-05-11 | M | A | 504 | $36.95 | 40,331 | D | — | — | |
| 3 | Common | Common Stock, par value $.004 | 2023-05-11 | S | D | 504 | $97.04 | 39,827 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $97.00 to $97.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock, par value $.004 | 2023-05-12 | F | D | 98 | $94.69 | 39,729 | D | — | — | |
| 5 | Common | Common Stock, par value $.004 | 2023-05-12 | M | A | 12,156 | $36.95 | 51,885 | D | — | — | |
| 6 | Common | Common Stock, par value $.004 | 2023-05-12 | S | D | 12,156 | $94.86 | 39,729 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $93.68 to $96.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock, par value $.004 | 2023-05-12 | M | A | 13,800 | $41.37 | 53,529 | D | — | — | |
| 8 | Common | Common Stock, par value $.004 | 2023-05-12 | S | D | 13,800 | $94.86 | 39,729 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $93.68 to $96.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Derivative | Stock Option (Right to Buy) | 2023-05-12 | M | D | 12,156 | $94.86 | 0 | D | $36.95 · 2019-01-02 to 2028-01-02 | 12,156 Common Stock | (F2) This transaction was executed in multiple trades at prices ranging from $93.68 to $96.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Derivative | Stock Option (Right to Buy) | 2023-05-11 | M | D | 504 | $97.04 | 12,156 | D | $36.95 · 2019-01-02 to 2028-01-02 | 504 Common Stock | (F1) This transaction was executed in multiple trades at prices ranging from $97.00 to $97.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Derivative | Stock Option (Right to Buy) | 2023-05-12 | M | D | 13,800 | $94.86 | 48,800 | D | $41.37 · 2020-03-11 to 2029-03-11 | 13,800 Common Stock | (F2) This transaction was executed in multiple trades at prices ranging from $93.68 to $96.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |