Form 4 for AAON AAON, INC.
Accepted 2023-12-18 00:00:00 ET · period of report 2023-12-14 · accession 0000824142-23-000187 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-18 | 2023-12-14+ | AAON | Wakefield Stephen E | COO | M - OptEx | $26.46 | +106.0K | 14.3K | New | +$2.80M |
| DM | 2023-12-18 | 2023-12-14+ | AAON | Wakefield Stephen E | COO | S - Sale+OE | $70.75 | -106.0K | 13.5K | -89% | -$7.50M |
| DM | 2023-12-18 | 2023-12-14+ | AAON | Wakefield Stephen E | COO | M - OptEx | $26.46 | -106.0K | 66.8K | -61% | -$2.80M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2023-12-14 | M | A | 2,160 | $21.87 | 16,482 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F2) The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023. |
| 2 | Common | Common Stock, par value $.004 | 2023-12-14 | M | A | 33,300 | $24.63 | 49,782 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F2) The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023. |
| 3 | Common | Common Stock, par value $.004 | 2023-12-14 | M | A | 39,691 | $27.58 | 89,473 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F2) The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023. |
| 4 | Common | Common Stock, par value $.004 | 2023-12-14 | S | D | 76,000 | $70.31 | 13,473 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F3) This transaction was executed in multiple trades at prices ranging from $68.00 to $71.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023. |
| 5 | Common | Common Stock, par value $.004 | 2023-12-15 | M | A | 30,000 | $27.58 | 43,473 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F2) The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023. |
| 6 | Common | Common Stock, par value $.004 | 2023-12-15 | S | D | 30,000 | $71.88 | 13,473 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F4) This transaction was executed in multiple trades at prices ranging from $71.75 to $72.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023. |
| 7 | Common | Common Stock, par value $.004 | 2023-12-14 | M | A | 849 | $17.65 | 14,322 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F2) The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023. |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-12-14 | M | D | 849 | $17.65 | 0 | D | $17.65 · 2017-08-01 to 2026-08-01 | 849 Common Stock | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F2) The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023. |
| 9 | Derivative | Stock Option (Right to Buy) | 2023-12-14 | M | D | 2,160 | $21.87 | 0 | D | $21.87 · 2017-11-18 to 2026-11-18 | 2,160 Common Stock | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F2) The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023. |
| 10 | Derivative | Stock Option (Right to Buy) | 2023-12-14 | M | D | 33,300 | $24.63 | 0 | D | $24.63 · 2019-01-02 to 2028-01-02 | 33,300 Common Stock | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F2) The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023. |
| 11 | Derivative | Stock Option (Right to Buy) | 2023-12-14 | M | D | 39,691 | $27.58 | 96,809 | D | $27.58 · 2020-03-11 to 2029-03-11 | 39,691 Common Stock | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F2) The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023. |
| 12 | Derivative | Stock Option (Right to Buy) | 2023-12-15 | M | D | 30,000 | $27.58 | 66,809 | D | $27.58 · 2020-03-11 to 2029-03-11 | 30,000 Common Stock | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F2) The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023. |