Form 4 for AAON AAON, INC.
Accepted 2023-12-21 00:00:00 ET · period of report 2023-12-19 · accession 0000824142-23-000191 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-21 | 2023-12-19+ | AAON | Wakefield Stephen E | COO | M - OptEx | $28.23 | +60.0K | 31.5K | New | +$1.69M |
| DM | 2023-12-21 | 2023-12-19+ | AAON | Wakefield Stephen E | COO | S - Sale+OE | $72.62 | -60.0K | 13.5K | -82% | -$4.36M |
| DM | 2023-12-21 | 2023-12-19+ | AAON | Wakefield Stephen E | COO | M - OptEx | $28.23 | -60.0K | 27.3K | -69% | -$1.69M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2023-12-20 | M | A | 20,491 | $29.48 | 33,964 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. |
| 2 | Common | Common Stock, par value $.004 | 2023-12-20 | S | D | 21,445 | $72.61 | 13,473 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F3) This transaction was executed in multiple trades at prices ranging from $72.75 to $73.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock, par value $.004 | 2023-12-20 | M | A | 21,445 | $27.58 | 34,918 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. |
| 4 | Common | Common Stock, par value $.004 | 2023-12-19 | S | D | 18,064 | $72.29 | 13,473 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F2) This transaction was executed in multiple trades at prices ranging from $72.25 to $72.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock, par value $.004 | 2023-12-19 | M | A | 18,064 | $27.58 | 31,537 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. |
| 6 | Common | Common Stock, par value $.004 | 2023-12-20 | S | D | 20,491 | $72.93 | 13,473 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F3) This transaction was executed in multiple trades at prices ranging from $72.75 to $73.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Derivative | Stock Option (Right to Buy) | 2023-12-20 | M | D | 20,491 | $29.48 | 42,989 | D | $29.48 · 2021-03-11 to 2030-03-11 | 20,491 Common Stock | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-12-19 | M | D | 18,064 | $27.58 | 48,745 | D | $27.58 · 2020-03-11 to 2029-03-11 | 18,064 Common Stock | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. |
| 9 | Derivative | Stock Option (Right to Buy) | 2023-12-20 | M | D | 21,445 | $27.58 | 27,300 | D | $27.58 · 2020-03-11 to 2029-03-11 | 21,445 Common Stock | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. |