Form 4 for AAON AAON, INC.
Accepted 2023-12-27 00:00:00 ET · period of report 2023-12-26 · accession 0000824142-23-000193 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-27 | 2023-12-26+ | AAON | Wakefield Stephen E | COO | S - Sale+OE | $74.50 | -30.0K | 13.5K | -69% | -$2.23M |
| DM | 2023-12-27 | 2023-12-26+ | AAON | Wakefield Stephen E | COO | M - OptEx | $37.51 | +30.0K | 28.5K | New | +$1.13M |
| DM | 2023-12-27 | 2023-12-26+ | AAON | Wakefield Stephen E | COO | M - OptEx | $37.51 | -30.0K | 7,820 | -79% | -$1.13M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2023-12-26 | S | D | 15,000 | $74.00 | 13,473 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F2) All shares sold at an exact price. A breakdown is not applicable. |
| 2 | Common | Common Stock, par value $.004 | 2023-12-27 | S | D | 15,000 | $75.00 | 13,473 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. (F2) All shares sold at an exact price. A breakdown is not applicable. |
| 3 | Common | Common Stock, par value $.004 | 2023-12-27 | M | A | 2,597 | $29.48 | 16,070 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. |
| 4 | Common | Common Stock, par value $.004 | 2023-12-27 | M | A | 12,403 | $48.91 | 28,473 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. |
| 5 | Common | Common Stock, par value $.004 | 2023-12-26 | M | A | 15,000 | $29.48 | 28,473 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-12-26 | M | D | 15,000 | $29.48 | 27,989 | D | $29.48 · 2021-03-11 to 2030-03-11 | 15,000 Common Stock | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. |
| 7 | Derivative | Stock Option (Right to Buy) | 2023-12-27 | M | D | 2,597 | $29.48 | 25,392 | D | $29.48 · 2021-03-11 to 2030-03-11 | 2,597 Common Stock | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-12-27 | M | D | 12,403 | $48.91 | 7,820 | D | $48.91 · 2022-03-11 to 2031-03-11 | 12,403 Common Stock | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. |