Form 4 for AAON AAON, INC.
Accepted 2024-03-15 00:00:00 ET · period of report 2024-03-13 · accession 0000824142-24-000069 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-15 | 2024-03-13 | AAON | Wakefield Stephen E | VP | M - OptEx | $38.33 | +24.7K | 39.2K | +170% | +$945.0K |
| D | 2024-03-15 | 2024-03-13 | AAON | Wakefield Stephen E | VP | S - Sale+OE | $80.86 | -24.7K | 16.0K | -61% | -$1.99M |
| DM | 2024-03-15 | 2024-03-13 | AAON | Wakefield Stephen E | VP | M - OptEx | $38.33 | -24.7K | 12.7K | -66% | -$945.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2024-03-13 | M | A | 12,696 | $29.48 | 28,688 | D | — | — | |
| 2 | Common | Common Stock, par value $.004 | 2024-03-13 | M | A | 1,493 | $62.04 | 40,647 | D | — | — | |
| 3 | Common | Common Stock, par value $.004 | 2024-03-13 | M | A | 7,820 | $48.91 | 36,508 | D | — | — | |
| 4 | Common | Common Stock, par value $.004 | 2024-03-13 | M | A | 2,646 | $36.13 | 39,154 | D | — | — | |
| 5 | Common | Common Stock, par value $.004 | 2024-03-13 | S | D | 24,655 | $80.86 | 15,992 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $80.50 to $81.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-03-13 | M | D | 7,820 | $48.91 | 0 | D | $48.91 · 2022-03-11 to 2031-03-11 | 7,820 Common Stock | |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-03-13 | M | D | 2,646 | $36.13 | 5,292 | D | $36.13 · 2023-03-15 to 2032-03-15 | 2,646 Common Stock | |
| 8 | Derivative | Stock Option (Right to Buy) | 2024-03-13 | M | D | 1,493 | $62.04 | 2,984 | D | $62.04 · 2024-03-06 to 2033-03-06 | 1,493 Common Stock | |
| 9 | Derivative | Stock Option (Right to Buy) | 2024-03-13 | M | D | 12,696 | $29.48 | 12,696 | D | $29.48 · 2021-03-11 to 2030-03-11 | 12,696 Common Stock |