Form 4 for AAON AAON, INC.
Accepted 2024-07-15 00:00:00 ET · period of report 2024-07-12 · accession 0000824142-24-000176 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-07-15 | 2024-07-12 | AAON | Wakefield Stephen E | VP | M - OptEx | $28.34 | +29.9K | 43.0K | +230% | +$848.5K |
| DM | 2024-07-15 | 2024-07-12 | AAON | Wakefield Stephen E | VP | S - Sale+OE | $90.13 | -29.9K | 15.7K | -66% | -$2.70M |
| DM | 2024-07-15 | 2024-07-12 | AAON | Wakefield Stephen E | VP | M - OptEx | $28.34 | -29.9K | 0 | -100% | -$848.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.004 | 2024-07-12 | M | A | 2,646 | $36.13 | 18,316 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on March 14, 2024. |
| 2 | Common | Common Stock, par value $.004 | 2024-07-12 | S | D | 2,646 | $90.08 | 15,670 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on March 14, 2024. (F3) This transaction was executed in multiple trades at prices ranging from $90.00 to $90.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock, par value $.004 | 2024-07-12 | S | D | 27,300 | $90.13 | 15,670 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on March 14, 2024. (F2) This transaction was executed in multiple trades at prices ranging from $90.00 to $90.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock, par value $.004 | 2024-07-12 | M | A | 27,300 | $27.58 | 42,970 | D | — | — | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on March 14, 2024. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-07-12 | M | D | 2,646 | $36.13 | 2,646 | D | $36.13 · 2023-03-15 to 2032-03-15 | 2,646 Common Stock | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on March 14, 2024. |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-07-12 | M | D | 27,300 | $27.58 | 0 | D | $27.58 · 2020-03-11 to 2029-03-11 | 27,300 Common Stock | (F1) Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on March 14, 2024. |