Form 4 for DX DYNEX CAPITAL INC
Accepted 2024-03-12 00:00:00 ET · period of report 2024-03-08 · accession 0000826675-24-000025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-03-12 | 2024-03-08 | DX | Popenoe Smriti Laxman | Pres, CIO, Dir | A - Grant | $0.00 | +89.1K | 344.2K | +35% | $0 |
| M | 2024-03-12 | 2024-03-08+ | DX | Popenoe Smriti Laxman | Pres, CIO, Dir | F - Tax | $12.50 | -9,686 | 340.2K | -3% | -$121.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-08 | A | A | 17,002 | $0.00 | 277,762 | D | — | — | (F1) Shares awarded based on vesting of performance stock units granted in 2021 with a three-year performance period ending December 31, 2023. (F2) Includes unvested restricted stock and restricted stock units. |
| 2 | Common | Common Stock | 2024-03-08 | A | A | 72,131 | $0.00 | 344,231 | D | — | — | (F4) Restricted stock units awarded under the Dynex Capital, Inc. 2020 Stock and Incentive Plan. The units vest in three equal installments on March 10, 2025, February 28, 2026, and February 28, 2027. (F2) Includes unvested restricted stock and restricted stock units. |
| 3 | Common | Common Stock | 2024-03-08 | F | D | 5,662 | $12.50 | 272,100 | D | — | — | (F3) Reflects shares withheld upon vesting of performance stock units to satisfy tax withholding obligations. (F2) Includes unvested restricted stock and restricted stock units. |
| 4 | Common | Common Stock | 2024-03-10 | F | D | 4,024 | $12.50 | 340,207 | D | — | — | (F5) Reflects shares withheld upon vesting of restricted stock units to satisfy tax withholding obligations. (F2) Includes unvested restricted stock and restricted stock units. |