Form 4 for LSCC LATTICE SEMICONDUCTOR CORP
Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-02 · accession 0000855658-21-000178 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-04 | 2021-08-02 | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | M - OptEx | $0.00 | +100.9K | 538.1K | +23% | $0 |
| DM | 2021-08-04 | 2021-08-02 | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | S - Sale+OE | $57.09 | -53.1K | 444.2K | -11% | -$3.03M |
| DM | 2021-08-04 | 2021-08-02 | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | M - OptEx | $0.00 | -100.9K | 380.0K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | M | A | 7,043 | $0.00 | 447,927 | D | — | — | (F1) Restricted Stock Units - no purchase price for this transaction. |
| 2 | Common | Common Stock | 2021-08-02 | S | D | 49,438 | $57.09 | 488,678 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-02 | M | A | 93,898 | $0.00 | 538,116 | D | — | — | (F1) Restricted Stock Units - no purchase price for this transaction. |
| 4 | Common | Common Stock | 2021-08-02 | S | D | 3,709 | $57.09 | 444,218 | D | — | — | |
| 5 | Derivative | Performance Restricted Stock Unit (PRSU) | 2021-08-02 | M | D | 93,898 | $0.00 | 526,853 | D | $0.00 · 2024-02-19 to — | 93,898 Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. (F4) Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions. (F5) Not applicable. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2021-08-02 | M | D | 7,043 | $0.00 | 380,046 | D | $0.00 · 2022-02-19 to — | 7,043 Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. (F6) Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. (F5) Not applicable. |