Form 4 for LSCC LATTICE SEMICONDUCTOR CORP
Accepted 2021-09-10 00:00:00 ET · period of report 2021-09-04 · accession 0000855658-21-000206 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-10 | 2021-09-04+ | LSCC | Douglass Stephen | VP Corp, R, D | S - Sale+OE | $62.91 | -52.5K | 96.6K | -35% | -$3.30M |
| DM | 2021-09-10 | 2021-09-04 | LSCC | Douglass Stephen | VP Corp, R, D | M - OptEx | $0.00 | +69.6K | 145.2K | +92% | $0 |
| DM | 2021-09-10 | 2021-09-04 | LSCC | Douglass Stephen | VP Corp, R, D | M - OptEx | $0.00 | -69.6K | 128.4K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-04 | S | D | 30,511 | $63.07 | 114,643 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-04 | M | A | 8,076 | $0.00 | 87,621 | D | — | — | (F1) Restricted Stock Units - no purchase price for this transaction. |
| 3 | Common | Common Stock | 2021-09-04 | S | D | 4,005 | $63.07 | 83,616 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-04 | M | A | 61,538 | $0.00 | 145,154 | D | — | — | (F1) Restricted Stock Units - no purchase price for this transaction. |
| 5 | Common | Common Stock | 2021-09-07 | S | D | 2,495 | $63.61 | 112,148 | D | — | — | (F4) The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $63.33 to $63.90. |
| 6 | Common | Common Stock | 2021-09-08 | S | D | 15,514 | $62.43 | 96,634 | D | — | — | (F5) The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.95 to $63.29. |
| 7 | Derivative | Performance Restricted Stock Unit (PRSU) | 2021-09-04 | M | D | 61,538 | $0.00 | 54,846 | D | $0.00 · 2024-02-19 to — | 61,538 Common Stock | (F6) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. (F7) Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions. (F8) Not applicable. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2021-09-04 | M | D | 8,076 | $0.00 | 128,393 | D | $0.00 · 2022-02-19 to — | 8,076 Common Stock | (F8) Not applicable. |