Form 4 for LSCC LATTICE SEMICONDUCTOR CORP
Accepted 2021-09-10 00:00:00 ET · period of report 2021-09-04 · accession 0000855658-21-000207 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-10 | 2021-09-04+ | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | S - Sale+OE | $62.94 | -142.1K | 523.7K | -21% | -$8.94M |
| DM | 2021-09-10 | 2021-09-04 | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | M - OptEx | $0.00 | +212.9K | 540.2K | +65% | $0 |
| DM | 2021-09-10 | 2021-09-04 | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | M - OptEx | $0.00 | -212.9K | 343.0K | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-04 | S | D | 95,547 | $63.07 | 609,600 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-08 | S | D | 30,000 | $62.44 | 579,600 | D | — | — | (F4) The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.95 to $63.37. |
| 3 | Common | Common Stock | 2021-09-04 | M | A | 181,475 | $0.00 | 705,147 | D | — | — | (F1) Restricted Stock Units - no purchase price for this transaction. |
| 4 | Common | Common Stock | 2021-09-04 | S | D | 16,525 | $63.07 | 523,672 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-04 | M | A | 31,385 | $0.00 | 540,197 | D | — | — | (F1) Restricted Stock Units - no purchase price for this transaction. |
| 6 | Derivative | Performance Restricted Stock Unit (PRSU) | 2021-09-04 | M | D | 181,475 | $0.00 | 280,702 | D | $0.00 · 2024-02-19 to — | 181,475 Common Stock | (F5) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. (F6) Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions. (F7) Not applicable. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2021-09-04 | M | D | 31,385 | $0.00 | 342,974 | D | $0.00 · 2022-02-19 to — | 31,385 Common Stock | (F5) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. (F8) Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. (F7) Not applicable. |