Form 4 for LSCC LATTICE SEMICONDUCTOR CORP
Accepted 2021-11-05 00:00:00 ET · period of report 2021-11-02 · accession 0000855658-21-000233 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-05 | 2021-11-02+ | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | M - OptEx | $0.00 | +71.7K | 615.0K | +13% | $0 |
| DM | 2021-11-05 | 2021-11-02+ | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | S - Sale+OE | $81.20 | -37.7K | 582.9K | -6% | -$3.06M |
| DM | 2021-11-05 | 2021-11-02+ | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | M - OptEx | $0.00 | -71.7K | 335.9K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-04 | M | A | 32,536 | $0.00 | 630,657 | D | — | — | (F1) Restricted Stock Units - no purchase price for this transaction. |
| 2 | Common | Common Stock | 2021-11-04 | S | D | 16,888 | $82.04 | 598,121 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-04 | S | D | 17,131 | $82.04 | 613,526 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-02 | M | A | 7,042 | $0.00 | 586,642 | D | — | — | (F1) Restricted Stock Units - no purchase price for this transaction. |
| 5 | Common | Common Stock | 2021-11-02 | S | D | 3,708 | $73.45 | 582,934 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-04 | M | A | 32,075 | $0.00 | 615,009 | D | — | — | (F1) Restricted Stock Units - no purchase price for this transaction. |
| 7 | Derivative | Performance Restricted Stock Unit (PRSU) | 2021-11-04 | M | D | 32,075 | $0.00 | 248,627 | D | $0.00 · 2024-02-19 to — | 32,075 Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. (F4) Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions. (F5) Not applicable. |
| 8 | Derivative | Performance Restricted Stock Unit (PRSU) | 2021-11-04 | M | D | 32,536 | $0.00 | 216,091 | D | $0.00 · 2024-02-19 to — | 32,536 Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. (F4) Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions. (F5) Not applicable. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2021-11-02 | M | D | 7,042 | $0.00 | 335,932 | D | $0.00 · 2022-02-19 to — | 7,042 Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. (F6) Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. (F5) Not applicable. |