Form 4 for LSCC LATTICE SEMICONDUCTOR CORP
Accepted 2022-11-16 00:00:00 ET · period of report 2022-11-14 · accession 0000855658-22-000297 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-16 | 2022-11-15 | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | S - Sale+OE | $68.35 | -30.0K | 792.1K | -4% | -$2.05M |
| DM | 2022-11-16 | 2022-11-14+ | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | M - OptEx | $6.93 | +35.7K | 795.1K | +5% | +$247.2K |
| D | 2022-11-16 | 2022-11-14 | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | F - Tax | $64.63 | -2,995 | 792.1K | -0.4% | -$193.6K |
| DM | 2022-11-16 | 2022-11-14+ | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | M - OptEx | $0.00 | -35.7K | 129.8K | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-15 | S | D | 30,000 | $68.35 | 792,110 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $67.72 to $69.29 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 2 | Common | Common Stock | 2022-11-15 | M | A | 30,000 | $8.24 | 822,110 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-14 | F | D | 2,995 | $64.63 | 792,110 | D | — | — | |
| 4 | Common | Common Stock | 2022-11-14 | M | A | 5,687 | $0.00 | 795,105 | D | — | — | (F1) Restricted Stock Units - no purchase price for this transaction. |
| 5 | Derivative | Non-Qualified Stock Option (right to buy) | 2022-11-15 | M | D | 30,000 | $0.00 | 384,363 | D | $8.24 · 2019-09-04 to 2025-09-04 | 30,000 Common Stock | |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2022-11-14 | M | D | 5,687 | $0.00 | 129,786 | D | $0.00 · 2022-11-14 to — | 5,687 Common Stock | (F5) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. (F6) Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. (F7) Not applicable. |