Form 4 for LSCC LATTICE SEMICONDUCTOR CORP
Accepted 2023-02-16 00:00:00 ET · period of report 2023-02-14 · accession 0000855658-23-000055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-16 | 2023-02-14 | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | M - OptEx | $0.00 | +151.3K | 815.7K | +23% | $0 |
| DM | 2023-02-16 | 2023-02-14 | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | F - Tax | $89.27 | -79.6K | 812.7K | -9% | -$7.11M |
| D | 2023-02-16 | 2023-02-14 | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | A - Grant | $0.00 | +87.3K | 145.6K | +150% | $0 |
| DM | 2023-02-16 | 2023-02-14 | LSCC | ANDERSON JAMES ROBERT | Pres, CEO, Dir | M - OptEx | $0.00 | -151.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-14 | M | A | 145,580 | $0.00 | 958,318 | D | — | — | (F1) Restricted Stock Units - no purchase price for this transaction. |
| 2 | Common | Common Stock | 2023-02-14 | F | D | 76,648 | $89.27 | 881,670 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-14 | F | D | 2,995 | $89.27 | 812,738 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-14 | M | A | 5,687 | $0.00 | 815,733 | D | — | — | (F1) Restricted Stock Units - no purchase price for this transaction. |
| 5 | Derivative | Performance Restricted Stock Unit (PRSU) | 2023-02-14 | A | A | 87,348 | $0.00 | 145,580 | D | $0.00 · — to — | 87,348 Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. (F4) Performance Restricted Stock Units (PRSUs) vest as follows: one-half of the PRSUs will vest on the two year anniversary of the date of grant, and the remaining one-half will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions. (F5) Not applicable. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2023-02-14 | M | D | 5,687 | $0.00 | 114,349 | D | $0.00 · — to — | 5,687 Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. (F6) Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. (F5) Not applicable. |
| 7 | Derivative | Performance Restricted Stock Unit (PRSU) | 2023-02-14 | M | D | 145,580 | $0.00 | 0 | D | $0.00 · — to — | 145,580 Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. (F4) Performance Restricted Stock Units (PRSUs) vest as follows: one-half of the PRSUs will vest on the two year anniversary of the date of grant, and the remaining one-half will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions. (F5) Not applicable. |