Form 4 for LSCC LATTICE SEMICONDUCTOR CORP
Accepted 2023-02-16 00:00:00 ET · period of report 2023-02-14 · accession 0000855658-23-000059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-16 | 2023-02-14 | LSCC | NELSON MARK JON | SVP, Sales | M - OptEx | $0.00 | +40.6K | 93.9K | +76% | $0 |
| DM | 2023-02-16 | 2023-02-14 | LSCC | NELSON MARK JON | SVP, Sales | F - Tax | $89.27 | -20.2K | 74.7K | -21% | -$1.80M |
| D | 2023-02-16 | 2023-02-15 | LSCC | NELSON MARK JON | SVP, Sales | S - Sale+OE | $89.36 | -22.4K | 52.3K | -30% | -$2.00M |
| D | 2023-02-16 | 2023-02-14 | LSCC | NELSON MARK JON | SVP, Sales | A - Grant | $0.00 | +19.4K | 38.8K | +100% | $0 |
| DM | 2023-02-16 | 2023-02-14 | LSCC | NELSON MARK JON | SVP, Sales | M - OptEx | $0.00 | -40.6K | 31.6K | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-14 | M | A | 1,820 | $0.00 | 55,994 | D | — | — | (F1) Restricted Stock Units - no purchase price for this transaction. |
| 2 | Common | Common Stock | 2023-02-14 | F | D | 903 | $89.27 | 55,091 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-14 | M | A | 38,822 | $0.00 | 93,913 | D | — | — | (F1) Restricted Stock Units - no purchase price for this transaction. |
| 4 | Common | Common Stock | 2023-02-14 | F | D | 19,248 | $89.27 | 74,665 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-15 | S | D | 22,354 | $89.36 | 52,311 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $88.495 to $89.98. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 6 | Derivative | Performance Restricted Stock Unit (PRSU) | 2023-02-14 | A | A | 19,411 | $0.00 | 38,822 | D | $0.00 · — to — | 19,411 Common Stock | (F5) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. (F6) Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions. (F7) Not applicable. |
| 7 | Derivative | Performance Restricted Stock Unit (PRSU) | 2023-02-14 | M | D | 38,822 | $0.00 | 0 | D | $0.00 · — to — | 38,822 Common Stock | (F5) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. (F6) Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions. (F7) Not applicable. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2023-02-14 | M | D | 1,820 | $0.00 | 31,620 | D | $0.00 · — to — | 1,820 Common Stock | (F5) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. (F8) Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. (F7) Not applicable. |