Form 4 for MTRX MATRIX SERVICE CO
Accepted 2022-09-01 00:00:00 ET · period of report 2022-08-30 · accession 0000866273-22-000079 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-01 | 2022-08-30 | MTRX | UPDYKE ALAN R | COO | D - Sale to Iss | $5.78 | -4,077 | 87.7K | -4% | -$23.6K |
| D | 2022-09-01 | 2022-08-30 | MTRX | UPDYKE ALAN R | COO | F - Tax | $5.78 | -2,021 | 85.7K | -2% | -$11.7K |
| D | 2022-09-01 | 2022-08-30 | MTRX | UPDYKE ALAN R | COO | A - Grant | $0.00 | +19.4K | 105.1K | +23% | $0 |
| D | 2022-09-01 | 2022-08-30 | MTRX | UPDYKE ALAN R | COO | M - OptEx | — | +4,077 | 91.8K | +5% | — |
| D | 2022-09-01 | 2022-08-30 | MTRX | UPDYKE ALAN R | COO | A - Grant | — | +19.4K | 19.4K | New | — |
| D | 2022-09-01 | 2022-08-30 | MTRX | UPDYKE ALAN R | COO | M - OptEx | — | -4,077 | 12.2K | -25% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2022-08-30 | D | D | 4,077 | $5.78 | 87,730 | D | — | — | (F1) MATRIX SERVICE COMPANY COMMON STOCK. |
| 2 | Common | COMMON STOCK | 2022-08-30 | F | D | 2,021 | $5.78 | 85,709 | D | — | — | (F1) MATRIX SERVICE COMPANY COMMON STOCK. (F3) RESTRICTED STOCK UNIT AWARD - SHARES DISPOSED TO SATISFY TAX OBLIGATION DUE ON VEST DATE FOR SERVICE-BASED GRANT. |
| 3 | Common | COMMON STOCK | 2022-08-30 | A | A | 19,432 | $0.00 | 105,141 | D | — | — | (F1) MATRIX SERVICE COMPANY COMMON STOCK. (F4) RESTRICTED STOCK UNIT - EACH UNIT WILL ENTITLE THE REPORTING PERSON TO ONE SHARE OF MATRIX SERVICE COMPANY COMMON STOCK IF AND WHEN THE CONDITIONS OF THE RESTRICTION HAVE BEEN SATISFIED. FOR THIS GRANT, 25% WILL VEST EACH YEAR FOR THE NEXT FOUR YEARS ON THE ANNIVERSARY DATES. (F5) NOT APPLICABLE. (F6) INCLUDES 57,027 SHARES OF MATRIX SERVICE COMPANY COMMON STOCK OWNED OUTRIGHT. |
| 4 | Common | COMMON STOCK | 2022-08-30 | M | A | 4,077 | — | 91,807 | D | — | — | (F1) MATRIX SERVICE COMPANY COMMON STOCK. (F2) EACH RESTRICTED STOCK UNIT IS THE ECONOMIC EQUIVALENT OF ONE SHARE OF MATRIX SERVICE COMPANY COMMON STOCK. ALL RESTRICTED STOCK UNITS ARE SETTLED SOLELY IN CASH WHEN VESTED. |
| 5 | Derivative | RESTRICTED STOCK UNITS | 2022-08-30 | A | A | 19,432 | — | 19,432 | D | — · 2023-08-30 to 2026-08-30 | 19,432 COMMON STOCK | (F8) EACH UNIT WILL ENTITLE THE REPORTING PERSON TO THE CASH EQUIVALENT OF ONE SHARE OF MATRIX SERVICE COMPANY COMMON STOCK IF AND WHEN THE CONDITIONS OF THE RESTRICTION HAVE BEEN SATISFIED. FOR THIS GRANT, 25% WILL VEST EACH YEAR FOR THE NEXT FOUR YEARS ON THE ANNIVERSARY DATES. (F5) NOT APPLICABLE. (F2) EACH RESTRICTED STOCK UNIT IS THE ECONOMIC EQUIVALENT OF ONE SHARE OF MATRIX SERVICE COMPANY COMMON STOCK. ALL RESTRICTED STOCK UNITS ARE SETTLED SOLELY IN CASH WHEN VESTED. |
| 6 | Derivative | RESTRICTED STOCK UNITS | 2022-08-30 | M | D | 4,077 | — | 12,228 | D | — · 2022-08-30 to 2025-08-30 | 4,077 COMMON STOCK | (F2) EACH RESTRICTED STOCK UNIT IS THE ECONOMIC EQUIVALENT OF ONE SHARE OF MATRIX SERVICE COMPANY COMMON STOCK. ALL RESTRICTED STOCK UNITS ARE SETTLED SOLELY IN CASH WHEN VESTED. (F7) FOR THIS SERVICE-BASED AWARD OF CASH-SETTLED RESTRICTED STOCK UNITS, 25% WILL VEST EACH YEAR FROM AUGUST 30, 2022 TO AUGUST 30, 2025. |