Form 4 for IONS IONIS PHARMACEUTICALS INC
Accepted 2023-07-19 00:00:00 ET · period of report 2023-07-17 · accession 0000874015-23-000178 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-07-19 | 2023-07-17 | IONS | PARSHALL B LYNNE | Dir | M - OptEx | $0.00 | +7,110 | 92.6K | +8% | $0 |
| DM | 2023-07-19 | 2023-07-17 | IONS | PARSHALL B LYNNE | Dir | M - OptEx | $0.00 | -7,110 | 4,677 | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-17 | M | A | 1,777 | $0.00 | 87,255 | D | — | — | (F1) Acquired pursuant to vesting and release of shares in accordance with a Restricted Stock Unit award. |
| 2 | Common | Common Stock | 2023-07-17 | M | A | 5,333 | $0.00 | 92,588 | D | — | — | (F1) Acquired pursuant to vesting and release of shares in accordance with a Restricted Stock Unit award. |
| 3 | Derivative | Restricted Stock Unit | 2023-07-17 | M | D | 1,777 | $0.00 | 10,010 | D | $0.00 · — to — | 1,777 Common Stock | (F2) Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value. (F3) Restricted Stock Units vest in four equal annual installments. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. |
| 4 | Derivative | Restricted Stock Unit | 2023-07-17 | M | D | 5,333 | $0.00 | 4,677 | D | $0.00 · — to — | 5,333 Common Stock | (F2) Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value. (F4) Restricted Stock Units vest 100% on either the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders of the Company, whichever occurs earlier, and are delivered to the reporting person on the July 15th following the vesting date. Upon vesting, the Restricted Stock Units will be paid in whole shares of Ionis common stock or cash as may be determined by the Company. |