Form 4 for OSG OCTAVE SPECIALTY GROUP INC
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-02 · accession 0000874501-23-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-04 | 2023-01-02 | OSG | Eisman Robert Bryan | CAO, Sr. MD | M - OptEx | $0.00 | +1,282 | 60.3K | +2% | $0 |
| D | 2023-01-04 | 2023-01-02 | OSG | Eisman Robert Bryan | CAO, Sr. MD | F - Tax | $17.44 | -728 | 59.6K | -1% | -$12.7K |
| D | 2023-01-04 | 2023-01-02 | OSG | Eisman Robert Bryan | CAO, Sr. MD | M - OptEx | $0.00 | -1,282 | 11.0K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-02 | M | A | 1,282 | $0.00 | 60,317 | D | — | — | (F1) Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2020 Long Term Incentive Plan award. |
| 2 | Common | Common Stock | 2023-01-02 | F | D | 728 | $17.44 | 59,589 | D | — | — | (F2) Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. |
| 3 | Derivative | Restricted Stock Units | 2023-01-02 | M | D | 1,282 | $0.00 | 11,001 | D | — · — to — | 1,282 Common Stock | (F3) Each RSU represents a contingent right to receive one share of the common stock the Company. (F1) Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2020 Long Term Incentive Plan award. |