Form 4 for OSG OCTAVE SPECIALTY GROUP INC
Accepted 2025-03-04 00:00:00 ET · period of report 2025-02-28 · accession 0000874501-25-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-04 | 2025-02-28+ | OSG | BARRANCO DAVID | Senior Managing Dir | F - Tax | $9.52 | -4,469 | 118.3K | -4% | -$42.5K |
| DM | 2025-03-04 | 2025-02-28+ | OSG | BARRANCO DAVID | Senior Managing Dir | M - OptEx | — | +10.9K | 120.4K | +10% | — |
| DM | 2025-03-04 | 2025-02-28+ | OSG | BARRANCO DAVID | Senior Managing Dir | M - OptEx | — | -10.9K | 26.5K | -29% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-28 | F | D | 2,370 | $9.71 | 115,160 | D | — | — | (F2) Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. |
| 2 | Common | Common Stock | 2025-02-28 | M | A | 5,725 | — | 117,530 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). |
| 3 | Common | Common Stock | 2025-03-03 | M | A | 5,214 | — | 120,374 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). |
| 4 | Common | Common Stock | 2025-03-03 | F | D | 2,099 | $9.30 | 118,275 | D | — | — | (F2) Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. |
| 5 | Derivative | Restricted Stock Units | 2025-03-03 | M | D | 5,214 | — | 21,284 | D | — · — to — | 5,214 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). (F4) Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2023 Long Term Incentive Plan award. |
| 6 | Derivative | Restricted Stock Units | 2025-02-28 | M | D | 5,725 | — | 26,498 | D | — · — to — | 5,725 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). (F3) Represents the aggregate amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. |