Form 4 for DHI D. R. Horton
Accepted 2021-10-29 00:00:00 ET · period of report 2021-10-27 · accession 0000882184-21-000171 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-29 | 2021-10-27 | DHI | HORTON DONALD R | COB, Dir | F - Tax | $87.77 | -207.2K | 319.4K | -39% | -$18.19M |
| D | 2021-10-29 | 2021-10-27 | DHI | HORTON DONALD R | COB, Dir | A - Grant | $0.00 | +176.5K | 526.5K | +50% | $0 |
| D | 2021-10-29 | 2021-10-27 | DHI | HORTON DONALD R | COB, Dir | M - OptEx | $0.00 | +350.0K | 350.0K | New | $0 |
| D | 2021-10-29 | 2021-10-27 | DHI | HORTON DONALD R | COB, Dir | M - OptEx | $0.00 | -350.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-27 | F | D | 207,196 | $87.77 | 319,350 | D | — | — | (F3) These shares were surrendered to issuer to cover tax obligations of the 526,546 shares of DHI common stock referenced in note 1 above. |
| 2 | Common | Common Stock | 2021-10-27 | A | A | 176,546 | $0.00 | 526,546 | D | — | — | (F1) Represents payment or settlement in DHI common stock related to performance bonuses. |
| 3 | Common | Common Stock | 2021-10-27 | M | A | 350,000 | $0.00 | 350,000 | D | — | — | (F1) Represents payment or settlement in DHI common stock related to performance bonuses. (F2) Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting. |
| 4 | Derivative | Restricted Stock Unit | 2021-10-27 | M | D | 350,000 | $0.00 | 0 | D | — · — to 2021-10-27 | 350,000 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting. |