Form 4 for DHI D. R. Horton
Accepted 2021-10-29 00:00:00 ET · period of report 2021-10-27 · accession 0000882184-21-000172 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-29 | 2021-10-27 | DHI | Auld David V | Pres, CEO | M - OptEx | $0.00 | +175.0K | 540.2K | +48% | $0 |
| D | 2021-10-29 | 2021-10-27 | DHI | Auld David V | Pres, CEO | A - Grant | $0.00 | +79.7K | 619.9K | +15% | $0 |
| D | 2021-10-29 | 2021-10-27 | DHI | Auld David V | Pres, CEO | F - Tax | $87.77 | -125.2K | 494.7K | -20% | -$10.99M |
| D | 2021-10-29 | 2021-10-27 | DHI | Auld David V | Pres, CEO | M - OptEx | $0.00 | -175.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-27 | M | A | 175,000 | $0.00 | 540,173 | D | — | — | (F1) Represents payment or settlement in DHI common stock related to performance bonuses. (F2) Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting. |
| 2 | Common | Common Stock | 2021-10-27 | A | A | 79,719 | $0.00 | 619,892 | D | — | — | (F1) Represents payment or settlement in DHI common stock related to performance bonuses. |
| 3 | Common | Common Stock | 2021-10-27 | F | D | 125,212 | $87.77 | 494,680 | D | — | — | (F3) These shares were surrendered to issuer to cover tax obligations of the 254,719 shares of DHI common stock referenced in note 1 above. (F4) Following all transactions listed on this Form 4, Mr. Auld owns directly 494,680 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock. |
| 4 | Derivative | Restricted Stock Unit | 2021-10-27 | M | D | 175,000 | $0.00 | 0 | D | — · — to 2021-10-27 | 175,000 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting. |