Form 4 for DHI D. R. Horton
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0000882184-21-000221 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-03 | 2021-12-01 | DHI | Auld David V | Pres, CEO | F - Tax | $97.76 | -1,187 | 501.5K | -0.2% | -$116.0K |
| D | 2021-12-03 | 2021-12-01 | DHI | Auld David V | Pres, CEO | M - OptEx | $0.00 | +1,187 | 502.7K | +0.2% | $0 |
| DM | 2021-12-03 | 2021-12-01 | DHI | Auld David V | Pres, CEO | M - OptEx | $0.00 | -1,187 | 12.4K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-01 | F | D | 1,187 | $97.76 | 501,523 | D | — | — | (F3) Following all transactions listed on this Form 4, Mr. Auld owns directly 501,523 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock. |
| 2 | Common | Common Stock | 2021-12-01 | M | A | 1,187 | $0.00 | 502,710 | D | — | — | (F1) Each restricted stock unit converts into one share of DHI common stock. |
| 3 | Derivative | Restricted Stock Unit | 2021-12-01 | M | D | 708 | $0.00 | 18,265 | D | — · — to — | 708 Common Stock | (F4) Represents common stock acquired by the vesting of a portion of the 28,460 restricted stock units awarded March 12, 2020 to cover withholding tax obligations. (F1) Each restricted stock unit converts into one share of DHI common stock. (F5) On March 12, 2020, the reporting person was granted 28,460 restricted stock units. |
| 4 | Derivative | Restricted Stock Unit | 2021-12-01 | M | D | 479 | $0.00 | 12,356 | D | — · — to — | 479 Common Stock | (F6) Represents common stock acquired by the vesting of a portion of the 12,835 restricted stock units awarded March 17, 2021 to cover withholding tax obligations. (F1) Each restricted stock unit converts into one share of DHI common stock. (F7) On March 17, 2021, the reporting person was granted 12,835 restricted stock units. |