Form 4 for DHI D. R. Horton
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0000882184-21-000232 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-13 | 2021-12-09 | DHI | Auld David V | Pres, CEO | S - Sale+OE | $108.61 | -32.0K | 501.5K | -6% | -$3.48M |
| DM | 2021-12-13 | 2021-12-09+ | DHI | Auld David V | Pres, CEO | M - OptEx | $23.86 | +60.0K | 529.5K | +13% | +$1.43M |
| DM | 2021-12-13 | 2021-12-09+ | DHI | Auld David V | Pres, CEO | M - OptEx | $0.00 | -60.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-09 | S | D | 32,000 | $108.61 | 501,523 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. The prices actually received ranged from $108.43 to $108.78. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 2 | Common | Common Stock | 2021-12-09 | M | A | 32,000 | $23.86 | 533,523 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-10 | M | A | 28,000 | $23.86 | 529,523 | D | — | — | (F2) Following all transactions listed on this Form 4, Mr. Auld owns directly 529,523 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock. |
| 4 | Derivative | Stock Option (right to buy) | 2021-12-09 | M | D | 32,000 | $0.00 | 28,000 | D | $23.86 · 2015-03-06 to 2024-03-06 | 32,000 Common Stock | (F3) Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of March 6. March 6, 2015 reflects the one-year anniversary date from the date of the stock option grant. |
| 5 | Derivative | Stock Option (right to buy) | 2021-12-10 | M | D | 28,000 | $0.00 | 0 | D | $23.86 · 2015-03-06 to 2024-03-06 | 28,000 Common Stock | (F3) Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of March 6. March 6, 2015 reflects the one-year anniversary date from the date of the stock option grant. |