Form 4 for DHI D. R. Horton
Accepted 2022-03-14 00:00:00 ET · period of report 2022-03-11 · accession 0000882184-22-000061 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-14 | 2021-12-28 | DHI | Auld David V | Pres, CEO | G - Gift | $0.00 | -28.1K | 501.5K | -5% | $0 |
| D | 2022-03-14 | 2022-03-11 | DHI | Auld David V | Pres, CEO | F - Tax | $80.96 | -2,087 | 508.9K | -0.4% | -$169.0K |
| D | 2022-03-14 | 2022-03-11 | DHI | Auld David V | Pres, CEO | M - OptEx | $0.00 | +9,486 | 510.9K | +2% | $0 |
| D | 2022-03-14 | 2022-03-11 | DHI | Auld David V | Pres, CEO | M - OptEx | $0.00 | -9,486 | 9,487 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-28 | G | D | 28,067 | $0.00 | 501,456 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-11 | F | D | 2,087 | $80.96 | 508,855 | D | — | — | (F4) Following all transactions listed on this Form 4, Mr. Auld owns directly 508,855 shares of DHI common stock and indirectly holds 211,200 shares of DHI common stock. |
| 3 | Common | Common Stock | 2022-03-11 | M | A | 9,486 | $0.00 | 510,942 | D | — | — | (F2) Each restricted stock unit converts into one share of DHI common stock. |
| 4 | Derivative | Restricted Stock Unit | 2022-03-11 | M | D | 9,486 | $0.00 | 9,487 | D | — · — to — | 9,486 Common Stock | (F2) Each restricted stock unit converts into one share of DHI common stock. (F5) On March 12, 2020, the reporting person was granted 28,460 restricted stock units, vesting in three annual installments beginning March 12, 2021. |