Form 4 for DHI D. R. Horton
Accepted 2022-10-28 00:00:00 ET · period of report 2022-10-26 · accession 0000882184-22-000170 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-28 | 2022-10-26 | DHI | Auld David V | Pres, CEO | M - OptEx | $0.00 | +162.5K | 720.1K | +29% | $0 |
| D | 2022-10-28 | 2022-10-26 | DHI | Auld David V | Pres, CEO | A - Grant | $0.00 | +48.1K | 768.1K | +7% | $0 |
| D | 2022-10-28 | 2022-10-26 | DHI | Auld David V | Pres, CEO | F - Tax | $75.31 | -82.9K | 685.3K | -11% | -$6.24M |
| D | 2022-10-28 | 2022-10-26 | DHI | Auld David V | Pres, CEO | M - OptEx | $0.00 | -162.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-26 | M | A | 162,500 | $0.00 | 720,077 | D | — | — | (F1) Represents payment or settlement in DHI common stock related to performance bonuses. (F2) Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting. |
| 2 | Common | Common Stock | 2022-10-26 | A | A | 48,059 | $0.00 | 768,136 | D | — | — | (F1) Represents payment or settlement in DHI common stock related to performance bonuses. |
| 3 | Common | Common Stock | 2022-10-26 | F | D | 82,856 | $75.31 | 685,280 | D | — | — | (F3) These shares were surrendered to issuer to cover tax obligations of the 210,559 shares of DHI common stock referenced in note 1 above. (F4) Following all transactions listed on this Form 4, Mr. Auld owns directly 685,280 shares of DHI common stock and indirectly holds 211,200 shares of DHI common stock. |
| 4 | Derivative | Restricted Stock Unit | 2022-10-26 | M | D | 162,500 | $0.00 | 0 | D | — · — to 2022-10-26 | 162,500 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting. |