Form 4 for VRTS VIRTUS INVESTMENT PARTNERS, INC.
Accepted 2023-03-15 00:00:00 ET · period of report 2023-03-13 · accession 0000883237-23-000025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-15 | 2023-03-13 | VRTS | PENA MARDELLE W | EVP, Chief HR Off | A - Grant | $0.00 | +2,709 | 16.7K | +19% | $0 | |
| M | 2023-03-15 | 2023-03-13 | VRTS | PENA MARDELLE W | EVP, Chief HR Off | F - Tax | $173.07 | -1,164 | 15.5K | -7% | -$201.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-13 | A | A | 2,709 | $0.00 | 16,684 | D | — | — | (F1) These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. |
| 2 | Common | Common Stock | 2023-03-13 | F | D | 877 | $173.07 | 15,807 | D | — | — | (F2) Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| 3 | Common | Common Stock | 2023-03-13 | F | D | 287 | $173.07 | 15,520 | D | — | — | (F3) Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. (F4) This number includes (i) 468 RSUs that are scheduled to vest on March 15, 2023, (ii) 468 RSUs that are scheduled to vest on March 15, 2024 and (iii) 268 RSUs that are scheduled to vest on March 15, 2025. |