Form 4 for GHM GRAHAM CORP
Accepted 2021-09-02 00:00:00 ET · period of report 2021-09-01 · accession 0000891839-21-000266 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-09-02 | 2021-09-01 | GHM | Thoren Daniel J. | Pres, CEO | A - Grant | $0.00 | +26.8K | 291.2K | +10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | A | A | 8,936 | $0.00 | 273,310 | D | — | — | (F1) This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. |
| 2 | Common | Common Stock | 2021-09-01 | A | A | 17,872 | $0.00 | 291,182 | D | — | — | (F2) This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. |